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Our People

Richard C. Wolfe   whose primary responsibility is for investment research and marketing. He holds a BBA from Case Western Reserve University and an MBA in finance from Fairleigh Dickinson University. He has been a CERTIFIED FINANCIAL PLANNER™ Professional since 1993, and has been managing investment assets for clients since 1992.

He began his career in finance with Standard & Poors in 1975 taking a revolutionary computer generated research service to the top institutional money managers in the country i.e. Peter Lynch and John Bogle. In the ensuing years he was at the forefront of the development of academic and institutional investment research techniques including Exchange Traded Funds.

Douglas Wolfe heads Portfolio Management and Trading Operations at SRCM. He received his BS in finance from Pennsylvania State University. He worked for 4 years as an equity and fixed income trader at Asiel & Co., in risk arbitrate and convertible arbitrage; then for 10 years, he was an equities trader at Salomon Smith Barney. He holds a Series 7 and 65 designation.

                               Mindy Dunnigan is the Director of Sales and Marketing at SRCM. Mindy started her career on Wall Street over 25 years ago working in fixed income sales and trading at Dillon Read & Co., Inc. She has since worked selling investment research products for Standard & Poor’s, and for several investment research software and trading technology companies serving the capital markets.  She was a Vice President of new business development at Kellogg Specialist Group, a NYSE and AMEX specialist firm.

Mindy has a Bachelor of Science degree in Journalism from the University of Maryland and recently came to us after working as controller and COO for DMD Group LLC., a privately held family business.  She holds a FINRA Series 65 and is certified by the Sommelier Society of America.